Fiduciary & Investment Consulting

Many clients need an independent third party to assist them with their investments.  Whether clients need a second set of eyes to review their advisor's proposal or they need assistance in evaluating investment opportunities, we are here to help.  As independent fiduciary advisors, we will be an extension of your team to assist you in assessing, reviewing and evaluating your investments, managers, and financial advisors.  Some services include:

• Asset Allocation Design
• Investment Consulting
• Investment Manager/Advisor Due Diligence and Oversight
• Investment Policy Statement Creation and Updates
• Forecasting Cash Flows & Portfolio Risk/Returns with Monte Carlo Simulations
  

As investment stewards overseeing retirement plans and investment portfolios, you should be aware of your fiduciary role and responsibilities.  ERISA plans are governed by the U.S. Department of Labor and require certain resonsibilites from the retirement plan fiduciary.  Similarly, federal and state laws have fiduciary guidelines governing investment stewards that are involved in investment committees, retirement committees, and/or hold certain titles like CFO/CEO.   We assist our clients to understand their roles and responsibilities as fiduciaries, while offering some services to help reduce their fiduciary risk and liability.  Some services include:

• Fiduciary Assessments and Training
• Retirement Committee Consulting and Training
• Serving as ERISA 3(21) and 3(38) Investment Fiduciaries for Retirement Plans
• Acting as Independent Third Party to Oversee and/or Evaluate Service Providers