Fiduciary Consulting

Guidance for Fiduciary Responsibility

As investment stewards overseeing investment portfolios for institutions, non-profits, Native American Tribes, or retirement plans, you should be aware of your fiduciary role and responsibilities. Employee Retirement Income Security Act of 1974 (ERISA) plans are governed by the U.S. Department of Labor and require certain responsibilities from the retirement plan fiduciary. Similarly, federal and state laws have fiduciary guidelines governing individuals that are involved in investment committees, retirement committees, and/or hold certain executive roles. We assist our clients to understand their roles and responsibilities as fiduciaries, while offering services to help reduce their fiduciary risk and liability.